Regulation and Compliance Managment

Magellan Financial Group Limited (Magellan), one of Australia's leading fund management companies with over A$96 billion in assets, has selected…

Red Oak Compliance Solutions, a leader in the financial advertising compliance industry, has announced the release of Smart Review, an enhancement…

OTC Markets Group Inc., operator of financial markets for 10,000 U.S. and global securities, today announced the addition of 'Risk Scoring' to its …

Morningstar investment data will power InvestorCOM's compliance platform; a platform helping US broker-dealers meet compliance for Regulation Best…

SurveyMonkey’s trusted enterprise survey software and professional services help organizations make workplace decisions while monitoring health and…

Epiq, a global leader in the legal services industry, announced the expansion of its information governance capabilities with the launch of Epiq…

InvestorCOM's Reg BI compliance platform will help Regal meet the key categories of disclosure and record-keeping, advisor and process oversight, and…

The software platform that removes key biometric data D-ID from photos and videos continues to protect industries and individuals On April 24,…

The Consolidated Brand Represents Complementary Solutions That Empower Companies and Workers to Effectively Manage Risk and Compliance to Deliver…

Companies at Risk of Privacy Breaches Can Now Safely Innovate on Sensitive Data Skyflow is announcing the launch of an API for privacy, powered by…